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District Court views "shadow trading" to be within the "misappropriation" standard of §10(b)

In August 2021, the SEC filed a complaint in the U.S. District Court charging Matthew Panuwat, a former employee of Medivation Inc., an… ....

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Cooperation With SEC: Yielding More Benefits, But Lack Of Predictability Remains - Securities

Cooperation With SEC: Yielding More Benefits, But Lack Of Predictability Remains - Securities
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SEC charges Charter Communications with controls violation related to 10b5-1 plans for company buybacks | Cooley LLP

Yesterday, the SEC announced a settled action against Charter Communications for “violating internal accounting controls requirements when it engaged in stock buybacks not authorized by. ....

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SEC Adopts Rule Changes to Shareholder Ownership Reporting | Pillsbury Winthrop Shaw Pittman LLP

The SEC shortened Schedule 13D and Schedule 13G beneficial ownership reporting deadlines and amended disclosure requirements. The SEC modified and accelerated the initial. ....

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Winds of Change: SEC's SolarWinds Lawsuit Signals Hotter Cybersecurity Enforcement | Holland & Knight LLP

The SEC on Oct. 30, 2023, filed a landmark cybersecurity enforcement action against SolarWinds Corp. (SolarWinds) and the company's current Chief Information Security Officer (CISO). ....

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