On March 30, 2022, the Division of Examinations (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) announced its examination priorities for fiscal year 2022..
On March 30, 2022, the Division of Examinations (the "Division") of the U.S. Securities and Exchange Commission (the "SEC") announced its examination priorities for fiscal year 2022.
U.S. Securities and Exchange Commission SEC announced its examination priorities for fiscal year 2022.Five Significant focus, Private Funds,ESG Investing, Standards of conduct, Information Security and Operational Resiliency,Emerging Technologies and Crypto-Assets.
<p><span>The Securities and Exchange Commission today announced that Kelly L. Gibson, Director of the Philadelphia Regional Office, will leave the agency on Feb. 11 after 14 years of service. Joy Thompson and Scott Thompson will replace her as Acting Co-Directors.</span></p>