On January 9, 2024, FINRA published its 2024 Annual Regulatory Oversight Report (the “Report”). FINRA publishes the Report as a way to provide its broker-dealer members with insight.
Schools to remain shut for all classes, says CM
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Govt. suspends examinations on campus
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Govt. suspends examinations on campus
The Delhi government on Friday said schools will remain closed for all classes till further orders due to the rising number of COVID-19 cases. It has also suspended the conduct of all physical examination activities.
“Due to rising cases of COVID-19, schools in Delhi will remain closed for all classes till further orders,” tweeted Chief Minister Arvind Kejriwal.
In order, the Directorate of Education said: “In view of the sudden surge in the COVID cases, all the Heads of Govt., Govt. Aided and Unaided Recognised Schools are hereby informed that conduct of all Academic and Examination Activities through physical mode shall remain suspended with immediate effect till further orders.”
April 10, 2021 Share
The Delhi government’s Directorate of Education (DoE) has notified that there will be no offline activity in schools.
“In view of the sudden surge in the cases of COVID-19 in Delhi, all the Heads of Govt., Govt. Aided and Unaided Recognised Schools are hereby informed that conduct of all Academic and Examination Activities through physical mode shall remain suspended with immediate effect till further orders,” read the order by the DoE.
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On February 1, 2021, the Financial Industry Regulatory Authority (“FINRA”) released its “Report on FINRA’s Risk Monitoring and Examination Activities.” The Report combines two of FINRA’s long-standing reports: (a) the retrospective Report of Examination Findings from the prior year; with (b) its forward-looking Examination Priorities Letter.
The new format is more user-friendly for supervision and compliance professionals than the prior reports, setting out for each topic:
Regulatory Obligation with citation to relevant rules;
Related Considerations, formatted as questions firms should ask themselves;
Exam Findings and Effective Practices, calling out the good and the bad FINRA found in its prior year’s examinations; and