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"Unregistered Securities Exclusion" Applies To Lawsuits Alleging Violations Of State Securities Laws - Securities

Applying Michigan law, the U.S. Court of Appeals for the Sixth Circuit has held that an "Unregistered Securities Exclusion" applied to lawsuits against a financial advisor. ....

United States , Everest Indem , Exchange Commission , Us Court , Applying Michigan , Sixth Circuit , Corporate Commercial Law , Corporate And Company Law , Insurance Laws And Products ,