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SEC: San Francisco Regional Director Erin E. Schneider To Leave Agency

<p><span>The Securities and Exchange Commission today announced that Erin E. Schneider, the Director of the San Francisco Regional Office since 2019, is leaving the agency after more than 17 years of service. Monique C. Winkler will become the office’s Acting Regional Director when Ms. Schneider departs at the end of this month.</span></p> ....

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Takeaways from the SEC Division of Enforcement's FY 2021 Report and Predictions for FY 2022 | Patterson Belknap Webb & Tyler LLP

On November 18, 2021, the Securities and Exchange Commission (the “Commission”) released its Enforcement Results for fiscal year (“FY”) 2021, which spans from October 1, 2020 to. ....

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Chicago Oncologist Charged With Insider Trading

Dr Daniel Catenacci, the lead investigator in a clinical trial for the drug bemarituzumab, has been charged with violating the antifraud provisions of the federal securities laws. ....

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SEC Charges Clinical Drug Trial Investigator With Insider Trading

<p><span>The Securities and Exchange Commission today announced charges against Daniel V.T. Catenacci for insider trading in the securities of biotechnology company Five Prime Therapeutics, Inc. in advance of the company’s November 10, 2020 announcement that it had achieved positive drug trial results for its flagship cancer drug Bemarituzumab.</span></p> ....

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SEC $10 Million Settlement with Alternative Data Provider

SEC announced that analytics firm, App Annie Inc., and its co-founder and former CEO and Chairman Bertrand Schmitt, agreed to pay approximately $10 million to settle securities fraud charges for engaging in deceptive practices. ....

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