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JP Morgan Settles SEC Charges It Violated Whistleblower Protection Rule

The banking giant’s subsidiary agreed to be censured and pay an $18 million penalty.

J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

The FINANCIAL The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed to pay an $18 million civil penalty to settle the charges. According to the SEC’s order, fromThe FINANCIAL The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed to pay an $18 million civil penalty to settle the charges. According to the SEC’s order, from » The FINANCIAL BANKS

SEC.gov | J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

Hush Money: JP Morgan Pays $18 Million Fine For Violating Whistleblower Protection Rules

ZeroHedge - On a long enough timeline, the survival rate for everyone drops to zero

Securities and Exchange Commission in the New Year