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DIY investor tests to buy investment trusts on D2C platforms risk worsening sector decline

The requirement for DIY investors to take an online test before buying an investment trust through direct-to-consumer platforms risks worsening the sector’s decline.

Financial-conduct-authority
Consumer-duty
Ros-altmann
Private-members-39-bill
Investment-trusts
Jason-hollands
Bestinvest
Aj-bell
Hargreaves-lansdown
Fidelity
Diy-investors

Navigating the mutual fund maze: When to go direct and when to seek expert guidance

The choice between direct and regular mutual funds depends on an individual’s investment goals, knowledge, preferences, and the level of involvement they want in managing investments. It s essential to assess circumstances and objectives before deciding which type of mutual fund is right for you.

Niranjan-avasthi
Anand-vardarajan
Rushabh-desai
Rupee-with-rushabh-investment-services
Digital-at-edelweiss-mutual-fund
Senior-vice-president
Edelweiss-mutual
Rupee-with-rushabh-investment
Business-head
Alternate-products
Product-strategy
Tata-asset-management

Why do many 'DIY investors' leave D-St within 2 years? Shyam Sekhar cites IPO lottery, 2 more reasons

Sekhar said in every market cycle, the number of investors coming to the market as DIY investors is growing exponentially. But many of them leave Dalal Street within two years due a few mistakes

Shyam-sekhar
Thought-advisory
Dalal-street
Diy-investors
Stock-investors
Ipos
Ipo
Ipo-lottery
Stock-market

FINRA May Limit Self-Directed Investment in Complex Products

The Financial Industry Regulatory Authority FINRA issued Notice to Members No. 22-08 NtM 22-08 to discuss effective practices and rule changes for complex products. Broker-dealers trading exchange-traded funds, mutual funds, closed-end funds affected by potential regulation.

Exchange-commission
Financial-industry-regulatory-authority-inc
Financial-industry-regulatory-authority
Legal
Business
Government
Finra
Financial-industry-regulatory-authority
Otice-to-members-no-22-08
Tm-22-08
Complex-investment-products

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