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Financial advisor David W. Schamens charged with fraud

David W. Schamens defrauded clients for $6.8 million in a Ponzi scheme despite being banned by the SEC decades earlier, according to investigators. ....

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SEC Charges Previously-Barred Investment Adviser with Fraud

The Securities and Exchange Commission today charged a previously-barred North Carolina-based investment adviser with lying to retail investors about the use and value of their investments. ....

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SEC Charges Previously-Barred Investment Adviser with Fraud

<p><span>The Securities and Exchange Commission today charged a previously-barred North Carolina-based investment adviser with lying to retail investors about the use and value of their investments.</span></p> ....

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