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N.H. Securities Bureau reaches settlement against former financial adviser

CONCORD, N.H. - The New Hampshire Bureau of Securities Regulation (Bureau), under the leadership of Secretary of State David Scanlan, has entered a Consent Order with former investment adviser Thomas

Legal Briefs: News from Around NH - NH Business Review

Former New London financial adviser agrees to nearly $6 million settlement

A former New London-based financial adviser has agreed to a nearly $6 million settlement that includes paying nearly $5 million in restitution to investors — including many on fixed incomes

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