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Firms grapple with meaning of new FINRA remote work policies

Firms grapple with meaning of new FINRA remote work policies
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Why the race to replace George Santos matters beyond New York

Democrat Tom Suozzi and Republican Mazi Pilip are running a campaign closely watched by both parties.

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Trying to halt the SEC

Financial industry groups are urging the agency to halt its most controversial proposals, but even the most reviled likely will avoid major changes.

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Concerns percolate about how SEC's AI proposal aligns with Reg BI

There are concerns about how the SEC proposal to regulation conflicts of interest in advisors' use of technology will work with Reg BI.

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Regulators likely to take wait-and-see approach on AI

AI has developed rapidly in recent months, but regulators are likely to move more slowly in imposing rules on the new technology.

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