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SEC Adopts New Marketing Rule for Investment Advisers | Faegre Drinker Biddle & Reath LLP


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On December 22, 2020, the U.S. Securities and Exchange Commission (SEC or Commission) adopted amendments to the rules that govern investment adviser advertisements and compensation to solicitors under the Investment Advisers Act of 1940. This is the first significant amendment to those rules in over 40 years. These changes were made in response to evolving technology and investor expectations.
The new marketing rule applies to all investment advisers registered, or required to be registered, with the SEC. While the new rule reflects what the SEC views as the current best practices in marketing, it may cause practice changes for many advisers. ....

Joseph Biden , Exchange Commission , Indirect Communications , Faegre Drinker Biddle Reath , Party Ratings , Faegre Drinker Biddle , Investment Advisers Act , President Joseph Biden , Regulatory Freeze Memo , Federal Register , Records Rule , ஜோசப் பிடென் , பரிமாற்றம் தரகு , மறைமுகமாக தகவல்தொடர்புகள் , கட்சி ரேடிஂக்ஸ் , ப்ரெஸிடெஂட் ஜோசப் பிடென் , ஒழுங்குமுறை உறைய மெமோ , கூட்டாட்சியின் பதிவு , பதிவுகள் ஆட்சி ,

SEC Adopts New Investment Adviser Marketing Rule


Monday, January 25, 2021
On December 22, 2020, the U.S. Securities and Exchange Commission (SEC or Commission) adopted amendments to the rules that govern investment adviser advertisements and compensation to solicitors under the Investment Advisers Act of 1940. This is the first significant amendment to those rules in over 40 years. These changes were made in response to evolving technology and investor expectations.
The new marketing rule applies to all investment advisers registered, or required to be registered, with the SEC. While the new rule reflects what the SEC views as the current best practices in marketing, it may cause practice changes for many advisers. ....

Joseph Biden , Exchange Commission , Indirect Communications , Party Ratings , Investment Advisers Act , President Joseph Biden , Regulatory Freeze Memo , Federal Register , Records Rule , Investment Adviser Marketing Rule , Investment Advisers Act Of 1940 , New Sec Marketing Rule , ஜோசப் பிடென் , பரிமாற்றம் தரகு , மறைமுகமாக தகவல்தொடர்புகள் , கட்சி ரேடிஂக்ஸ் , ப்ரெஸிடெஂட் ஜோசப் பிடென் , ஒழுங்குமுறை உறைய மெமோ , கூட்டாட்சியின் பதிவு , பதிவுகள் ஆட்சி , புதியது நொடி சந்தைப்படுத்தல் ஆட்சி ,