Investor Advocates Call for Revamped Form CRS The Institute for the Fiduciary Standard released its alternate version of the disclosure document, arguing more was needed to draw the distinction between investment advisors and broker/dealers.
Investor protection advocates want the Securities and Exchange Commission to revisit and revise its Form Customer Relationship Summary (CRS), the disclosure document implemented alongside Regulation Best Interest last year.
Knut Rostad, the founder of the Institute for the Fiduciary Standard, presented an alternate version of the Form CRS that investor advocates, during a panel discussion hosted by the institute, argued would more starkly draw the distinction between investment advisors and broker/dealers.
Waters Joins Vice President Kamala Harris on the Initial Release of Funds for Minority Banks and Community Based Lenders - Los Angeles Sentinel
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The folly of a government-issued credit score
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