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SEC panel revokes R&L license for trading fraud enablePagination: false endIndex: Metro Manila (CNN Philippines, June 15) – A special hearing panel of the Securities and Exchange Commission (SEC) revoked the license of R&L Investments, Inc. more than a year since it was discovered that a rogue employee illegally transferred over ₱1 billion shares owned by existing clients to an account in another firm. The unit of SEC s Market and Securities Regulation Department also revoked the brokerage license of Venture Securities, Inc. (VSI), which received the equity trades under one account from 2012 to 2019. In three separate decisions issued June 11 and published on Tuesday, the panel issued a ₱25-million fine against R&L and disqualified its president Joseph Lee, stocks salesman and general manager Lucy Linda Lee, and Jonathan Lee from further engaging in the stocks trading business.

Metro manilaPhilippines generalWilfred racadioJonathan leeTeresita mosenabreJulieto sulapasMarlo moronLoreto balabisJoseph leeLucy linda leeAdora aguilarLinda leeExchange commissionVenture securities incRl investments incKl siy associates