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Private Advisor Group Expands Leadership Team with New Advisor Growth, Marketing, and Compliance Heads
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MORRISTOWN, N.J., May 18, 2021 /PRNewswire/ Private Advisor Group, one of the largest and fastest-growing independent wealth management firms in the country , today announces the appointment of four senior leaders from the financial services profession to its leadership team. The new roles include:
Raphiella Adamson, Compliance Director; with extensive experience encompassing technology, transitions, branch exams, licensing, and registration, she will be responsible for helping the firm navigate compliance complexities in today s highly regulated wealth management environment with a keen focus on cost and risk management for RIAs. Adamson received her bachelor s degree from San Diego State University and holds her FINRA Series 6, 7, 24, 26, and 63 securities registrations held with LPL Financial.
Why is LPL’s biggest branch starting its own broker-dealer?
Private Advisor Group has taken the unusual step of launching its own broker-dealer with the intention of putting it in better position to grab referrals.
May 17, 2021 2 MINS
LPL Financial’s largest branch office, Private Advisor Group of Morristown, New Jersey, has taken the unusual step of launching its own broker-dealer; the intention is to put the $29.6 billion RIA in a better position to grab referrals of advisers from custodians who work with registered investment advisers reluctant to be affiliated with LPL.
Private Advisor Group is already a behemoth of a firm, with about 700 financial advisers and $29.6 billion in client assets. It has been an industry success story of the past decade, with its two owners, industry veterans John Hyland and Patrick Sullivan, opening the RIA in 2010.
France bans short-haul flights: Industry reacts
Ilaria Grasso Macola 14 April 2021 (Last Updated April 14th, 2021 17:15)
The French Government’s decision to ban short-haul domestic flights in favour of trains has received mixed reviews from politicians, wider society and the airline industry. We look into the bill, the reactions about it and if it could be exported all around Europe.
The French Government’s decision to ban short-haul domestic flights in favour of trains has received mixed reviews from politicians and the industry. Credit: Pixabay.
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The French Government has banned short-haul internal flights when rail alternatives could cover the journey in 2h30 or less.