Latest Breaking News On - கவனம் மேலும் - Page 8 : comparemela.com

SEC Enforcement and Exams Likely to Focus More on Private Funds in the New Administration For the next several weeks and months, intense focus will be trained on determining the priorities of the Biden administration. We believe that at the Securities and Exchange Commission (“SEC”), the new administration will ramp up examinations and investigations of investment advisers, and specifically advisers to private funds. The industry has certainly been in growth mode. By the SEC’s own calculations, the number of private funds increased by nearly one third during the past four years (from 26,840 funds in the first quarter of 2016 to 34,858 in the first quarter of 2020), and the aggregate net asset value increased likewise (from $6.9 trillion in the first quarter of 2016 to $9.5 trillion in the first quarter of 2020).

United statesMary jo whiteStephanie avakianSteven peikinGary genslerPeter driscollPeterb driscollAndrewj bowdenAllison herren leeTreasury department office foreign asset controlDivision of enforcement janOffice of compliance inspectionsMatter of rialto capital managementDivision of examinationsDepartment of defenseDivision of enforcement