OFFEROR: Caesars UK Holdings Limited (a wholly-owned subsidiary of Caesars Entertainment, Inc.) Rule 2.6 deadline: N/A Disclosure of dealings and positions in this offeror is not required Notes: 1. Rule 8 of the Takeover Code (the Code ) sets out the circumstances in which Dealing Disclosures and/or Opening Position Disclosures are required to be made by the parties to an offer, persons acting in concert with them, persons with an interest in relevant securities of 1% or more and exempt principal traders ( EPTs ) connected with the parties to an offer. 2. Where an offeror is marked Disclosure of dealings and positions in this offeror is not required , dealings and positions in relevant securities of that offeror are not required to be disclosed under Rule 8. This is either because it has been announced that the offer or possible offer is, or is likely to be,
Form 8.5 (EPT/RI) - Nucleus Financial Group Plc
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Shore Capital Stockbrokers Ltd
Use a separate form for each offeror/offeree
Nucleus Financial Group PLC
Nucleus Financial Group PLC
21 December 2020
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
No
(a) Purchases and sales
Lowest price per unit paid/received
Ordinary
Class of relevant security
Number of reference securities
Form 8 5 (EPT/RI) - Nucleus Financial Group Plc globenewswire.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from globenewswire.com Daily Mail and Mail on Sunday newspapers.
OFFEROR: Caesars UK Holdings Limited (a wholly-owned subsidiary of Caesars Entertainment, Inc.) Rule 2.6 deadline: N/A Disclosure of dealings and positions in this offeror is not required Notes: 1. Rule 8 of the Takeover Code (the Code ) sets out the circumstances in which Dealing Disclosures and/or Opening Position Disclosures are required to be made by the parties to an offer, persons acting in concert with them, persons with an interest in relevant securities of 1% or more and exempt principal traders ( EPTs ) connected with the parties to an offer. 2. Where an offeror is marked Disclosure of dealings and positions in this offeror is not required , dealings and positions in relevant securities of that offeror are not required to be disclosed under Rule 8. This is either because it has been announced that the offer or possible offer is, or is likely to be,
Form 8.5 (EPT/RI) - Nucleus Financial Group Plc
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Shore Capital Stockbrokers Ltd
Use a separate form for each offeror/offeree
Nucleus Financial Group PLC
Nucleus Financial Group PLC
14 December 2020
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
No
(a) Purchases and sales
Lowest price per unit paid/received
Ordinary
Class of relevant security
Number of reference securities