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FCA report shows host ACD compliance has not improved in a decade, s 166s imposed | Thomson Reuters Regulatory Intelligence and Compliance Learning
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Podcast | What Atkins and HSE are doing to improve construction s health and safety record
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INTERVIEW: EU lead on climate risks positions BNP Paribas for U S regulation – chief sustainability officer
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Almost 1,000 whistle-blowing reports are still being assessed by the Financial Conduct Authority (FCA) months and in 316 cases, years after they were brought to its attention, a request made under the Freedom of Information Act 2000 has revealed. In its response to FOI8058, submitted by Regulatory Intelligence, the FCA said it was still assessing 316 reports from 2019 and 630, from 2020. In all, the FCA received 1,179 reports in 2019, containing 2,747 allegations. In 2020, it received 1,075 reports, containing 2,798 allegations.
As of April 20, the FCA said 41 reports received in 2019 and 13 from 2020 had led it to take significant action to mitigate harm.