comparemela.com

Latest Breaking News On - இணைப்பு நிதி தீர்வுகள் - Page 3 : comparemela.com

FCA report shows host ACD compliance has not improved in a decade, s 166s imposed | Thomson Reuters Regulatory Intelligence and Compliance Learning

FCA report shows host ACD compliance has not improved in a decade, s 166s imposed | Thomson Reuters Regulatory Intelligence and Compliance Learning
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

FCA tells fund firms to improve governance in wake of Woodford crisis

All UK funds have an AFM, who is separate from the manager and must ensure the fund complies with FCA rules. Link is being sued by savers who say it should have kept Woodford (pictured) on a shorter leash. The FCA said AFMs failed to focus on risks posed to investors by inappropriate or poor value funds.  Some referred to funds as if they were solely operated by the third-party manager, the FCA said, and did not mention their own responsibilities. Sheldon Mills, at the FCA, said: Some firms are not sufficiently meeting FCA standards and we want to see significant improvement. 

© 2025 Vimarsana

vimarsana © 2020. All Rights Reserved.