Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,.
On May 4, 2022, FINRA announced that it had fined two FINRA-registered funding portals a combined $1.75 million for failing to comply with securities laws and rules designed to protect.
Denver, CO (PRWEB) December 02, 2021 SmartTab has announced the launch of its crowdfunding campaign on StartEngine (https://www.startengine.com/smarttab).