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SEC Settles Charges Against Adviser for Improperly Splitting Legal Fees | Seward & Kissel LLP

SEC Settles Charges Against Adviser for Improperly Splitting Legal Fees | Seward & Kissel LLP
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SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into Focus During Election Year | Seward & Kissel LLP

SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into Focus During Election Year | Seward & Kissel LLP
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SEC Staff Publish New Registered Fund Statistics Report | Seward & Kissel LLP

SEC Staff Publish New Registered Fund Statistics Report | Seward & Kissel LLP
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SEC Charges Five Advisers with Violations of the Marketing Rule; SEC Staff Releases Risk Alert on Marketing Rule Compliance | Seward & Kissel LLP

SEC Charges Five Advisers with Violations of the Marketing Rule; SEC Staff Releases Risk Alert on Marketing Rule Compliance | Seward & Kissel LLP
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