<p><span>Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. Levenson Keynote Address. Director Levenson was the consummate public servant who left an enduring mark on the Division of Corporation Finance, and the Commission more generally. I’m happy to say that his legacy of combating corporate corruption and promoting integrity in our markets lives on today.</span></p>
According to this report by The Conference Board, in collaboration with Semler Brossy and ESGAUGE, the vast majority (73% in 2021) of companies in the S&P 500 are “now tying executive.
At the PLI Securities Regulation Institute last week, the plethora of SEC rulemaking took some hits. It wasn't simply the quantity of SEC rules and proposals, although that was certainly a factor.
At the PLI Securities Regulation Institute last week, the plethora of SEC rulemaking took some hits. It wasn’t simply the quantity of SEC rules and proposals, although that was.
The US Securities and Exchange Commission (SEC or Commission) is an independent agency that investigates potential violations of the federal securities laws.