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Developments For AML Compliance And Whistleblowing In The US And UK - Money Laundering

Recent data from the Financial Conduct Authority (FCA) sheds light on whistleblowing reports that the regulator has received about firms' anti-money laundering (AML) controls.

United kingdomJane norbergArnold porterUs congressExchange commissionOffice of foreign assets controlFinancial crimes enforcement network finDepartment of the treasuryFinancial conduct authorityAl rayan bankGuaranty trust bank united kingdomBank united kingdom ltdGuaranty trust bankSantander united kingdomUnited kingdom basedGuaranty trust

Chimene Van Gundy, Outstanding Real Estate Solutions, Inc , Michael Trofimoff, Santos Kidd, and Maria Tosta (Release No LR-25739; May 31, 2023)

Chimene Van Gundy, Outstanding Real Estate Solutions, Inc , Michael Trofimoff, Santos Kidd, and Maria Tosta (Release No LR-25739; May 31, 2023)
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

United statesFort worthMelvin warrenMaria tostaVan gundyMatthew guldeSarahs mallettChimene van gundyB david fraserSantos kiddKendrack lewisEricr wernerMichael trofimoffConsumer affairsFort worth regional officeExchange commission

John Carney

John Carney is a partner with the law firm BakerHostetler.

United statesBig fourJohn carneyDepartment of justiceExchange commissionWhite collarSecurities enforcement

SIFMA Equity Market Structure Roundtable: A Holistic Discussion of the SEC s Far-Reaching Proposals

SIFMA’s Roundtable will convene representatives from the buy-side, sell-side, exchanges, academics.

United statesAshley banfieldGregge bermanDebbie toenniesSapnac patelAdam inzirilloHubert dejesusTerrence hendershottDan gallagherJessica daltonJames martielliEllen greeneMichael costleyRick mcdonaldDiwa codyChris larkin

Ballard Spahr LLP announces Securities and Commercial Litigator James Masella Joins Ballard Spahr in New York

James V. Masella III a trial and appellate attorney with deep experience in securities litigation and commercial litigation matters has joined Ballard Spahr’s Litigation Department and Securities Enforcement and Corporate Governance Litigation Group, firm chair Mark Stewart announced today. He will be resident in the firm’s New York office.

New yorkUnited statesMark stewartJamesv masellaBallard spahrCelia cohenMichaelp robottiCorporate governance litigation groupCorporate litigation group at blank romeLitigation departmentPatterson belknap litigation departmentYork surrogate courtSecurities enforcementNew york surrogateEastern districtPatterson belknap

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