Dual registrant regulatory roundup - May 2024 | Eversheds Sutherland (US) LLP jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.
SEC Issues Risk Alert Regarding Compliance with Rule 206(4)-1, the Marketing Rule lexology.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from lexology.com Daily Mail and Mail on Sunday newspapers.
SEC Finds Advisers' Compliance With Marketing Rule Still Lacking Despite Examination And Enforcement Focus - Securities mondaq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondaq.com Daily Mail and Mail on Sunday newspapers.
SEC Charges Five Advisers with Violations of the Marketing Rule; SEC Staff Releases Risk Alert on Marketing Rule Compliance | Seward & Kissel LLP jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.
BEIJING (REUTERS) - China lifted the risk alert warning on bird flu in Serbia, the General Administration of Customs announced on Tuesday. "The risk alert on highly pathogenic avian influenza in Serbia will be lifted," according to a statement. The inspection and quarantine requirements for Serbian poultry and its products exported to China shall be formulated separately, the statement added.