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SEBI open to offering segmental regulations

business reporter the capital markets watchdog is not seeking a one-size-fits-all approach when it comes to regulations and is open to draft segmental norms, especially for industries with many sub-segments, sebi chairperson m

Association of registered investment advisersMadhabi puri buchRegistered investment advisers

Madhabi Puri Buch cuts a deal with good guys of advisory industry Know more

At the conference held on October 4, Buch shook hands on a deal that said that the regulator would ease the norms to hire talent at an advisory if the advisories were willing to be held responsible for the bad actions of their employees

Advisory committeeExchange board of india sebiAssociation of registered investment advisersSebi chairperson madhabi puri buchRegistered investment advisersExchange boardMadhabi puri buchWatch sebi chairperson madhabi puri buchRegistered investment adviserHarsh roongtaFee only investment advisorsSebi chairpersonMadhabi puri buchInvestment advisorsRegistered investment advisors

Sebi Chairperson calls out MF distributors masquerading as investment advisors

Madhabi Puri Buch was speaking about the ways in which entities circumvent regulations. Buch made this point while elaborating on the regulator’s vision of increasing the number of registered advisors to a one million count

Association of registered investment advisersSebi chairperson madhabi puri buchExchange boardChairperson madhabi puri buchRegistered investment advisersWhy sebiSecurities and exchange board of indiaMadhabi puri buchSebi registered investment advisorsMutual fund distributors

SEBI pushes for corporatisation of investment advisory

In July 2020, the market regulator said that individual investment advisers with more than 150 clients need to apply for a corporate licence

Association of registered investment advisersExchange board of indiaMadhabi puriExchange boardMadhabi puri buchRegistered investment advisersFee only investment advisorsMadhabi puri buchRegistered investment advisers

Amid dwindling numbers, 35% advisers still not registered with supervisory body

Amid dwindling numbers, 35% advisers still not registered with supervisory body
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Exchange board of indiaAssociation of registered investment advisersExchange boardMadhabi puri buchRegistered investment advisers