comparemela.com

Latest Breaking News On - Mitch avnet - Page 2 : comparemela.com

Former financial advisor Akshay Singh launches testimonial fintech

Akshay Singh’s Indyfin seeks to give more independent practices access to client leads and the potential opportunity of online reviews.

Dallas
Texas
United-states
Akshay-singh-indyfin
Lakshay-singh
Scott-gill
Kelly-igoe
Mitch-avnet
Jay-clayton
Google
Compliance-solutions
Merrill-lynch

Financial advisors await clarity from SEC on Reg BI

The settlements pose an impact to the firms accused of neglecting their Form CRS, but not to giant wealth managers bracing for stronger enforcement.

United-states
America
Barbara-roper
Sanjay-wadhwa
Mitch-avnet
Gary-gensler
Consumer-federation-of-america
Td-ameritrade
Biden-administration
Financial-planning-association
Chair-gary-gensler
Regulation-best-interest

Crypto assets cause confusion over their place in portfolios

Clients are clamoring for crypto assets, while brokers and advisers are trying to figure out how this asset class fits into portfolios.

Hollywood
California
United-states
Tyrone-ross
Walt-bettinger
Matthew-hougan
Mitch-avnet
Rob-pettman
Jason-bourne
Matt-damon
Financial-industry-regulatory-authority-inc
Bloomberg

J.P. Morgan loses FINRA arbitration case to Dustin B. Luckett

A former Chase bank-based financial advisor won the arbitration award as critics say giant brokerages abuse U5 termination disclosures.

Kentucky
United-states
Hilliard-lyons
Valenti-hanley
Dustinb-luckett
Mitch-avnet
Michael-valenti
Merrill-lynch
Disclosure-department
Jp-morgan-chase-bank
Compliance-risk
Chase-bank

Vanguard should spend more on tech, analysts say

Clients may forget the tech problems from the end of 2021, but the government may not.

New-york
United-states
California
Brooklyn
New-jersey
East-brunswick
San-francisco
Tim-buckley
Craig-iskowitz
Doug-fritz
Mitch-avnet
Tim-welsh

vimarsana © 2020. All Rights Reserved.