comparemela.com

Latest Breaking News On - Matt fuchs - Page 7 : comparemela.com

Woman with dementia locked into 10-year home-heating contract — with a $15K lien on her property

Woman with dementia locked into 10-year home-heating contract — with a $15K lien on her property Homeowners say they are being blindsided with thousands of dollars’ worth of liens on their properties after signing contracts for heating and air conditioning equipment that are worth a fraction of what they re paying. Government attempts to fix the problem are failing, says an expert. Social Sharing

FINRA Regulatory Notice 21-03 – Fraud Prevention – Low Priced Securities

FINRA Regulatory Notice 21-03 – Fraud Prevention – Low Priced Securities             On February 10 th, FINRA published Regulatory Notice 21-03 which focuses on fraud prevention for low-priced exchange-listed and OTC securities.  The communication urges firms to review their policies and procedures relating to red flags of potential securities fraud involving low-priced securities.  At the detailed data level, the notice references many of the concepts and data points OTC Markets Group has been proactively implementing over the course of the last decade to increase transparency and efficiency in the market.  Our latest blog delves into the detection and monitoring points raised, location and availability of the data and how best to incorporate the information into a low-priced security risk program.

© 2024 Vimarsana

vimarsana © 2020. All Rights Reserved.