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Private Advisor Group Launches Another Affiliation Model

LPL Financial Closes Acquisition of Waddell & Reed s Wealth Management Business

LPL Financial Releases 2021 Sustainability Report

LPL Financial Releases 2021 Sustainability Report CHARLOTTE, N.C., April 22, 2021 (GLOBE NEWSWIRE) LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation LPL Financial LLC, today announced the release of its 2021 Sustainability Report, which details the firm’s commitment and progress toward environmental, social and governance (ESG) goals. The 2021 report reflects progress to date in key areas of focus, including diversity, equity and inclusion, COVID-19 response, sustainable investing and environmental stewardship. Read the Full Report here Among the highlights from this year’s report include: Contributed over $1 million to nonprofit firms for COVID-19 related needs Awarded “Best Place to Work for LGBTQ Equality” by the Human Rights Campaign for several years

LPL Financial Welcomes Financial Advisor Kip Adams and Team

LPL Financial Welcomes Financial Advisor Kip Adams and Team CHARLOTTE, N.C., April 14, 2021 (GLOBE NEWSWIRE) LPL Financial LLC (Nasdaq:LPLA) today announced that financial advisor Kip Adams and his team have joined LPL Financial’s broker-dealer, hybrid registered investment advisor (RIA) and custodial platforms, aligned with HUB Retirement and Wealth Management. Adams reported having served approximately $800 million in retirement plan, advisory and brokerage assets . He joins LPL from Kestra Financial. Based in Fort Worth, Texas, Adams is the Retirement and Private Wealth practice leader for Gus Bates Insurance & Investments, a division of HUB International Texas. His team includes retirement plan advisor Blake Hiett, wealth advisor Spencer Stilwell, senior account manager Susan Blassingame and two additional staff members. The firm was recognized in 2020 as a National Association of Plan Advisors (NAPA) Top DC Advisor Team .

LPL Financial Hires Edward Fandrey as Managing Director, Advisor Solutions

Share: CHARLOTTE, N.C., Jan. 19, 2021 (GLOBE NEWSWIRE) LPL Financial LLC (NASDAQ:LPLA), a leading retail investment advisory firm, registered investment advisor (RIA) custodian and independent broker-dealer, today announced that Ed Fandrey has joined the firm as managing director, divisional president, Advisor Solutions. In this newly-created role, Fandrey will lead the company s strategic plan to expand engagement with advisors, partnering with them to utilize the firm s evolving affiliation models, optimally leverage its tools and capabilities, and fully support their growth initiatives and other business needs. He will be based at the firm s San Diego campus and reports to President & CEO Dan Arnold.

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