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SEC Adopts Rules For Uncovering, Reporting Data Breaches

The U.S. Securities and Exchange Commission announced the adoption of cybersecurity rules Thursday that will require investment advisers and broker-dealers to put procedures in place for detecting data breaches and for notifying customers when their personal information may have been compromised.

5th Circ. Expresses Doubt On Nasdaq Board Diversity Rules

Lawyers for the U.S. Securities and Exchange Commission and Nasdaq Stock Market LLC faced a barrage of questions from the full Fifth Circuit on Tuesday, with judges wondering whether rules requiring corporations to disclose board diversity information would open the door to investor questions on religious practices, political beliefs or Taylor Swift fandom.

CFTC Floats Ban On Election Betting Contracts

5th Circ. Upholds SEC Proxy Rule On ESG Disclosures

5th Circ. Urged To Reject Challenge To Board Diversity Rule