Representatives from NASAA, the SEC, and FINRA spoke about the need for financial advisers and firms to be trained to notice more intelligent, and increasingly bold scams from fraudsters.
France s national financial crime agency Parquet National Financier (PNF) Monday reached a settlement with Credit Suisse to resolve an ongoing probe into accusations of money laundering. PNF began the.
The SEC settled with Kim Kardashian over her promotion of a cryptocurrency. Here is how influencers and marketers can stay above board with crypto messaging.