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BROKER-DEALER - Gary Gensler Names Initial Senior Staff Members - On April 19, the Securities and Exchange Commission announced the appointments of SEC Chair Gary Gensler’s senior staff, who will be responsible for advising Gensler on matters before the SEC. Prashant Yerramalli, appointed as SEC’s Chief of Staff, will continue to serve the role, which he has held since January under Acting Chair Allison Herren Lee. Heather Slavkin Corzo, appointed as Policy Director, will lead a team of policy experts who will advise Gensler on SEC rulemakings. Kevin Burris, appointed as Counselor to the Chair and Director of the Office of Legislative and Intergovernmental Affairs, will serve as the SEC’s primary liaison to Members of Congress, other federal agencies and state governments. He is responsible for developing legislative strategy, coordinating Congressional testimony and responding to Congressional requests. Scott Schneider, appointed as Counselor to the Chair and Director of the

Heather slavkin corzoGary genslerScott schneiderAllison herren leeKevin burrisPrashant yerramalliExchange commissionIntergovernmental affairsMembers of congressOffice of public affairsGensler names initial senior staff membersActing chair allison herrenPolicy directorPublic affairsஸ்காட் ஶ்நைடர்அல்லிசன் ஹெரன் லீ