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The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these. | September 4, 2021
INVESTMENT ADVISERS
Form ADV Annual Updating Amendment: Existing registered advisers must update and file an amended Form ADV within 90 days of their fiscal year-end (Forms 1A and 2A). The filing fee must be deposited into the adviser’s IARD account before the filing can be submitted. The due date for 2021 is
IARD Fees: SEC-registered advisers and exempt reporting advisers are required to pay IARD fees before the submission of the Form ADV annual amendment (by
March 31,
2021).
State Filings: A registered investment adviser and an exempt reporting adviser may be required to make a state notice filing in any state in which an adviser has a specified number of clients, called “Notice Filings.” Notice filings may be made on Form ADV by checking the relevant box in Part 1A and depositing the appropriate state fees into the adviser’s IARD account. Exempt reporting advisers may also be required to register as an investment adviser in some states. Notice filing and investment
Federal Initiative Encourages Developing a Competitive Workforce
$55 Million Available in Federal Grants for Eligible Projects Within 14 New York State Counties
RFP is
; LOIs Due March 5, 2021; Final Applications Due April 16, 2021 by 5 pm
The New York Department of State today announced the availability of $55 million in federal grants through the Appalachian Regional Commission (ARC) to diversify economies in communities and regions affected by job losses in coal mining, coal power plant operations and coal-related supply chain industries. The funds will be made available through the ARC’s Partnerships for Opportunity and Workforce and Economic Revitalization (POWER) Initiative program, providing implementation grants up to $1.5 million and planning grants up to $50,000 for projects within the 14 counties within New York’s federally-designated Appalachian Region.