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SEC gov | SEC Charges Advisory Firm and Part-Owner for Breach of Fiduciary Duty in Connection with Use of Leveraged ETFs

SEC gov | SEC Charges Advisory Firm and Part-Owner for Breach of Fiduciary Duty in Connection with Use of Leveraged ETFs
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

United statesDavid buhlerScott gammelJeffreyd felderAlex leffertsKimberlyl frederickJason morrisonDenise saxonNicholasp heinkeDouglasg schmitzJasonj burtDenver regional officeExchange commissionAsset managementEnforcement division office of investigative market analyticsNorth dakota based

SEC Charges Advisory Firm and Part-Owner for Breach of Fiduciary Duty in Connection with Use of Leveraged ETFs

SEC Charges Advisory Firm and Part-Owner for Breach of Fiduciary Duty in Connection with Use of Leveraged ETFs
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesNicholasp heinkeDavid buhlerJeffreyd felderDenise saxonKimberlyl frederickAlex leffertsJason morrisonDouglasg schmitzScott gammelJasonj burtSecs denver regional officeEnforcement divisions office of investigative market analyticsDenver regional officeAsset managementExchange commission