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Compliance Risk Concepts Expands Leadership Team to Support Strategic Growth

/PRNewswire/ Compliance Risk Concepts LLC ("CRC"), a business-focused team of financial services industry senior compliance professionals and executives,.

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Former financial advisor Akshay Singh launches testimonial fintech

Akshay Singh’s Indyfin seeks to give more independent practices access to client leads and the potential opportunity of online reviews.

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Financial advisors await clarity from SEC on Reg BI

The settlements pose an impact to the firms accused of neglecting their Form CRS, but not to giant wealth managers bracing for stronger enforcement.

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Vanguard should spend more on tech, analysts say

Clients may forget the tech problems from the end of 2021, but the government may not.

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StarCompliance Welcomes Accomplished Compliance Professional as Head of Business Development

StarCompliance Welcomes Accomplished Compliance Professional as Head of Business Development
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