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Statement Of CFTC Commissioner Dawn D Stump Regarding Claim For Award By Claimant 1 In Connection With Whistleblower Award Determination No 21-WB-07

<p><span>The Commission today issues a Whistleblower Award Determination based on an enforcement action that led to an Order of the Commission making findings of liability and imposing a civil monetary penalty, among other sanctions.&nbsp;&nbsp;Parallel actions were brought, based on the same misconduct, by:&nbsp;&nbsp;1) a Federal Regulator; and 2) a foreign futures authority (Foreign Regulator).&nbsp;&nbsp;The Commission is approving the Proposed Final Determination of its Claims Review Staff (CRS) that would make an award to Claimant 1 based on the monetary sanctions collected in the Commission&rsquo;s enforcement action, the Federal Regulator&rsquo;s action, and the Foreign Regulator&rsquo;s action.</span></p>

SEC gov | Melissa Hodgman Named Acting Director of Division of Enforcement

FOR IMMEDIATE RELEASE Washington D.C., Jan. 22, 2021 The Securities and Exchange Commission today announced Melissa R. Hodgman, currently an Associate Director in the Commission s Division of Enforcement, has been named Acting Director of the Division of Enforcement. Melissa s dedication to investor protection, broad experience in the Division, and proven track record of collaboration and creative problem solving make her ideally suited to this role, said SEC Acting Chair Allison Herren Lee. As Associate Director, Melissa has overseen a wide range of complex and programmatically important matters, and has been a leading voice in the Division on critical issues of diversity, hiring, and labor-management relations. She is highly respected by her colleagues in the Division and across the agency for her intellect and dedication.

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