Wells Fargo has allegedly overcharged nearly 11,000 investment accounts $27 million in advisory fees over the past decade. Without admitting to the violation, the bank agreed to pay a $35 million civil penalty.
The SEC is cracking down on poor record keeping by financial firms where employees use texts or other phone apps for communication about business dealings.
CFTC Commissioner Pham Announces New Members And Leadership Of The CFTC's Global Markets Advisory Committee And Subcommittees - 128 Members In Total Constitute The Largest-Ever Single Advisory Committee Initiative Sponsored By The CFTC mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
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