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CFP Board Imposes Public Sanctions on Nine Individuals

CFP Board Imposes Public Sanctions on Nine Individuals
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New jerseyUnited statesScotch plainsRedwood cityDistrict of columbiaNew hampshireBergen countyMarka witaschek bedfordJoseph feeseDarryl ruffenRocio tapiaMarkf kregorDiptes basuJeffreya dattiloMarka witaschekMatthews white

CFP Board Imposes Public Sanctions on Nine Additional Individuals

CFP Board Imposes Public Sanctions on Nine Additional Individuals
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United statesNew yorkTerre hauteState of nevadaRobertp baffa jrBrianr gilder chatsworthJoseph feeseJeffreyk kirkpatrick daculaSharon hayutJeffreyk kirkpatrickBrendan ercoleStefanh nensalaBrianr gilderLas vegasStefan nensalaWilliamj blyth

CFP Board Imposes Interim Suspension on Timothy W Leveroni of Braintree, Massachusetts

CFP Board Imposes Interim Suspension on Timothy W Leveroni of Braintree, Massachusetts
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Joseph feeseTimothyw leveroniHearing panel of the commissionHearing panelCertified financial planner board of standards incBoard centerHearing panel of the disciplinaryFinancial industry regulatory authority incEthics commissionExchange commissionAppeals commissionFinancial planner boardEnforcement counselInterim suspensionProcedural rulesInterim suspension order

CFP Board Imposes Interim Suspension on Lee Giobbie of Mount Holly, New Jersey

CFP Board Imposes Interim Suspension on Lee Giobbie of Mount Holly, New Jersey
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District of columbiaUnited statesJoseph feeseLee giobbieEthics commissionExchange commissionCertified financial planner board of standards incLinks to financial industry regulatory authority incBoard centerAppeals commissionFinancial planner boardInterim suspension orderEnforcement counselInterim suspensionCase historyReinstatement after interim suspension order

CFP Board Imposes Interim Suspension on Edward Steven Mercer of Coral Springs, Florida

CFP Board Imposes Interim Suspension on Edward Steven Mercer of Coral Springs, Florida
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Coral springsUnited statesEdward steven mercerCertified financial planner board of standards incFinancial industry regulatory authority incExchange commissionEthics commissionAppeals commissionBoard centerImposes interim suspensionFinancial planner boardInterim suspension orderEnforcement counselInterim suspensionFinancial industry regulatory authorityProfessional discipline